The role of risk and compliance officer

Internal and External Stakeholders

Compliance Risk Management

Compliance and Conduct Risk

Fraud risk, antifraud management

Culture development

Think like a fraudster, prevent and detect

Using technology in risk management and compliance

Compliance frameworks (NIST, GDPR, PCI DSS, HIPAA, SOX, FedRAMP)

Anti-money laundering and financing terrorism (FATF), policy and culture

Selected Compliance Areas:

Whistleblowing

AML

Anti-Fraud

GDPR

Labor

Conflict of Interest

Competition and Anti-Trust

Intellectual Property

Bribery-Corruption

Sanction screening

3rd party integrity due diligence

Contractual clauses (exit rights, audit rights, disclosures)

Investigations            

Compliance controls            

Collective action

MAR